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6 Potential adverse agro-environmental effects across different spatial scale levels and implications for ERA and PMEM

As shown above, the combination of biological properties and the modified HR technology may entail various positive, neutral or adverse agro-environmental effects. These can be demonstrated to varying degrees by scientific observations and/or experiments, each of which were made on various scales of precision, space and time (Figure 3*). Compiling this information helps in the overall assessment of the evidence for potential agro-environmental effects (Table 1 and 2). This information is collected and investigated for the ERA of the HR sugar beet, and conclusions can be drawn for the PMEM. If information on specific aspects of the HR sugar beet is considered insufficient, further observations and experiments may be required.

An important aspect of the ERA procedure is to evaluate effects, i.e., are they adverse and do they constitute environmental damage. This is a function of hazard and likelihood of occurrence. The mere occurrence of a GM crop, for instance in arable non-GM fields or other biotopes, is not considered damage, but rather as an indicator for potential damage. According to Bartz et al. (2009*), an adverse effect can be defined as a reduction in valued attributes of one or more conservation resources. Moreover, environmental damage can be defined as a significant adverse effect on a biotic or abiotic conservation resource that has an impact a) on the environmental value of the conservation resource in whole or part, b) on the conservation resource as an ecosystem component, or c) on the sustainable use of the conservation resource or the ecosystem. This implies that components (composition, structure, functions) and scale levels (gene, species, ecosystem, landscape) of a conservation resource are considered in their entirety (Bartz et al., 2009, Figure 3*). Once an adverse effect is detected and sufficiently evidenced, its significance, which ultimately is an operational threshold value, must be assessed on a normative basis. It may then be considered as significant or not significant. If the significance is low or cannot yet be assessed, it can be allocated either to general surveillance (GS) or to a case-specific monitoring (CSM) (Figure 3*).

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Figure 3: Pathways for ERA and PMEM and relevance of scales.

Table 3 presents the level of evidence of effects considered to be adverse, based on available findings listed in Tables 1 and 2. We provide indications of evidence as to whether an effect requires more research on the greenhouse- or field-scale level and/or whether it should be part of the PMEM carried out on the landscape scale. The indication of relevant scale levels depends on the type of effect or indicator group to be investigated (Graef et al., 2005b*; Hilbeck et al., 2008b). In general, the larger the scale of investigation, the more ecological relevance applies to an effect or indicator and the more challenging the risk management or control (Figure 1*). Some adverse effects such as invasiveness can be detected, if ever, only at larger scales. Furthermore, the larger the scale of investigation, the more challenging the experimental design and the less likely that standardised detection methods exist. Findings on the laboratory or greenhouse scale are not easily reproduced and/or confirmed on the field scale. Reasons include a) their poor relevance at larger scales due to higher variations and multiple influences of environmental factors, b) a lack of suitable field detection methods, or c) a poor statistical design. Based on our findings in Sections 3, 4, and 5, we outline research shortcomings at three different scale levels.


Table 3: Evidence of potential adverse agro-environmental effects and relevance for ERA and PMEM at different scale levels.

Evidence1

Potential adverse agro-environmental effects1

Research and/or PMEM

Field scale (limited in time and scale)

high

glyphosate use  adverse effects on field organisms and/or aquatic communities in cropped fields and neighbouring habitats

examine adverse effects on field organisms and aquatic communities / PMEM (CSM)

high

glyphosate use  adverse effects on soil fungal communities, diseases and nutrient availability

examine adverse effects on fungal communities / PMEM (CSM)

medium

change in spray schedules of insecticides and fungicides  implications for microbial and/or fauna activities

examine possible adverse effects for microbial and/or fauna activities / PMEM (GS)

medium

changes in tillage system  implications for soil degradation and erosion

examine possible adverse effects on soil degradation and erosion / PMEM (GS)

medium

transgene may be transferred via horizontal gene transfer to other species such as bacteria

examine likelihood and possible adverse effects of horizontal gene transfer

low

stable weed beet populations  unpredictable combinatory effects with cultivated and/or wild relatives

investigate possible adverse combinatory effects

low

pleiotropic and epigenetic genome effects of HR sugar beet

investigate possible adverse pleiotropic and epigenetic genome effects

low

changed quality of plant parts

investigate possible adverse changes / PMEM (GS)

low

effects on various soil functions

investigate possible adverse effects on soil functions

Landscape scale

high

glyphosate use  higher concentrations in surface and ground waters neighbouring fields treated with glyphosate

PMEM (CSM) of increased glyphosate concentrations in aquatic ecosystems

high

in case of bolters and groundkeepers flowering  HR seed production  stable HR seed bank

bolter and volunteer monitoring and eradication according to agric. practice

high

in case of bolters and groundkeepers flowering  hybridisation with neighbouring cultivated, feral and weed beets

PMEM (GS) of possibly persisting or invasive HR beets

high

in case of bolters and groundkeepers flowering  hybridisation with wild relatives

PMEM (GS) of possibly persisting or invasive wild HR relatives

high

increase of HR in sugar beet seed bank  hybridisation with neighbouring cultivated and/or wild relatives  in case of a selective advantage and/or genetic drift: HR sugar beet and related species may persist and become invasive

PMEM (GS) of possible increase of HR beet, hybridised HR species and/or transgene in the environment

high

development of HR in weeds

PMEM (CSM) of possibly increased HR in weeds

high

control of increased HR in weeds increased ai amount, different types of herbicides, higher spraying frequency  various adverse effects on field organisms and/or soil bio-geochemical cycles

PMEM (CSM) of herbicide application regime and adverse effects on field organisms and soil functions

high

increased weed suppression  less biomass, food, flowers and habitats for field organisms after spraying  lower abundance of various herbivores, pollinators and beneficial species (pest antagonists)  effects on depending organisms / food web  decrease in agrobiodiversity

PMEM (CSM) of possible decrease in agrobiodiversity

high

decrease and/or shift of weedy species and weed seed bank

PMEM (GS) of adverse effects of decrease of weedy species and weed seed bank

medium

reduced crop rotation options

PMEM (GS) of long-term sustainability of cropping systems

medium

post-emergent spraying  increased drift and pollution due to higher late-season wind speeds and/or increased spraying height

PMEM (GS) of increased herbicide drift and pollution

medium

coexistence measures to reduce vertical gene flow  reduced crop rotation options  various positive or negative implications for field organisms and/or soil bio-geochemical cycles

PMEM (GS) of long-term sustainability of cropping systems

low

possible impact on migratory and mobile species

PMEM (GS) of potential adverse effects on migratory and mobile species

low

control of HR sugar beet volunteers in followcrops  reduced crop rotation options (e.g., wider rotations or crops with other HR traits)  possible implications for field organisms and soil bio-geochemical cycles

PMEM (GS) of possible adverse effects on field organisms and soil functions

low

stable weed populations  adverse effects on neighbouring habitats such as ecosystem food chains; impacts on biodiversity

PMEM (GS) of ecosystem food chain effects and biodiversity

1References see Table 1 and 2

Laboratory or greenhouse scale: Lab or greenhouse experiments on the GM crop can involve survivability, genetic stability, as well as interactions with target and NTOs and the abiotic environment. Such experiments are a regular part of the GM crop development process. However, in general data on potential environmental effects of the GMHT sugar beet are few, inadequate or missing. Additionally, experimental results lack a sound statistical design and thus are not or hardly reproducible. For the acute toxicity tests in the risk assessment of NTOs we suggest to use the whole GM plant material instead of isolated microbially produced transgene products that are usually provided. We suggest prolonged ecotoxicity tests (Hilbeck et al., 2008a*), since in reality NTOs may be exposed over longer periods, for example one or several life stages or even over the whole life cycle. Moreover, they are exposed to the complete plant material of the GMP, not only to single substances. We also recommend incorporating realistic exposure pathways when testing NTOs (Römbke et al., 2010*). So far, the selection of test organisms is poorly founded. For instance, tests with insect pests of other crop species such as the European corn borer and the Colorado potato beetle are a questionable choice for investigating effects of a GMHR sugar beet on NTOs.

Field scale (limited in time and space): For the field scale, we suggest further experiments of adverse effects of a) the GMP and b) different glyphosate formulations on various trophic levels of field organisms, aquatic communities and soil microbial communities. The latter should focus on specific effects caused by the changed time frame of glyphosate spraying in GMHR sugar beet. To differentiate between herbicide effects and possible pleiotropic effects, part of the experiments should exclude pesticide application. Further research and more information for the ERA is also required on possible adverse effects for microbial and/or faunal activities and on soil degradation. Irrespective of the HR sugar beet, the relevance and potential adverse effects of horizontal gene transfer should be further clarified. Only little is known about possible combinatory effects after hybridisation and about pleiotropic and epigenetic genome effects of the HR sugar beet. More information is also required about potentially altered quality of plant parts after years of cultivation and about possible effects on various soil functions of the HR sugar beet.

Landscape scale: For the landscape scale, we suggest the CSM of possibly increased glyphosate formulation concentrations in soils and aquatic ecosystems as an indicator for adverse effects on field organisms and aquatic communities. Observation and eradication of sugar beet bolters and volunteers is usual agricultural practice. In some places and/or in some years, bolters or volunteers may be either overlooked or too frequent to overcome. This may lead to HR pollen flow, hybridisation with neighbouring beets and wild relatives, seed production and seed shed. We suggest the GS of possible persistence and invasiveness (triggered by a possible selective advantage and/or genetic drift) for HR cultivated, feral and weed beets, hybridised HR related species and/or the transgenes in the neighbouring environment. This applies especially to HR sugar beet seed production regions. A CSM is recommended for detecting the likely increase of HR in weeds and subsequently the likely increase and/or change in the herbicide application regime after several years of glyphosate application. A further recommendation is the CSM of the possible HR-related decrease in agrobiodiversity, including weed communities, herbivores, pollinators and beneficial species. GS should be done of the long-term sustainability of cropping systems and their rotations as well as of a potentially increased herbicide drift and pollution. Although current evidence is poor for potential adverse effects on migratory and mobile species, on soil functions and ecosystem food chain effects, and on larger scale biodiversity, literature findings do suggest GS of these issues.


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